Compliance & Governance

At Quark Consulting Group (QCG), we help organizations strengthen compliance, governance, and risk frameworks — not just to meet regulatory expectations, but to build confidence with boards, investors, and regulators. Our approach blends structured compliance reviews, control assurance, digital tracking and hands-on execution support.

Whether you’re a startup preparing for funding, an SME aiming for audit readiness, or a corporate requiring enterprise-level governance, QCG delivers frameworks that are practical, evidence-based, and regulator-ready.

Compliance Health Check

The QCG Compliance Health Check provides a structured review across legal, finance, HR, and environmental domains. We identify statutory gaps, assess compliance maturity, and provide a phased remediation plan with defined accountability.

Review of entity-level and functional compliance obligations
Assessment of documentation, registers, and licenses
Red-flag report with materiality ranking and closure roadmap
Optional integration into digital compliance dashboards (Google Workspace / AppSheet)

Outcome: Clear picture of current compliance status, prioritized risk areas, and remediation action plan within 15–30 days.

Statutory Registration & Renewals

We manage end-to-end statutory registration, renewal, and compliance calendar setup for companies, LLPs, factories, and establishments. All processes follow due authorization, digital record keeping, and pre-expiry alerts.

Company & LLP registration compliance tracking

License management (Shops, Labour, GST, PF, ESI, Pollution, FSSAI, Trade, Municipal etc.)

Digital filing support and renewal scheduling

Outcome: Zero expiry-risk calendar with verified renewal logs and audit-ready evidence packs.

Governance Audits

QCG’s governance audits evaluate how effectively policies, boards, and management systems align with best practices and legal requirements. We review governance architecture, decision documentation, and oversight processes.

Board and committee documentation audit
Policy, delegation, and control evaluation
Stakeholder communication and disclosure reviews
Governance maturity benchmarking against peers

Outcome: Board-level audit report with actionable findings and practical governance improvement roadmap.

Compliance Calendar & Filing Automation

Our RegTech-enabled compliance tracking automates reminders, document logs, and filing evidence. Designed for SMEs and corporates alike, this tool improves accuracy and reduces administrative workload.

Centralized compliance calendar creation
Auto-reminders and status dashboards via AppSheet or Google Sheets
Document repository for filing proof and submissions
Monthly compliance summary reports

Outcome: 100% visibility over compliance deadlines and filings — accessible from anywhere, anytime.

Risk & Control Frameworks

We develop integrated control frameworks linking operational, financial, and compliance risks to measurable control actions. Each control is defined, assigned, and monitored to ensure accountability.

Risk identification and mapping workshops
Control design and responsibility matrices (RACI model)
Periodic control testing and validation
Alignment with ISO 37301 (Compliance Management Systems)

Outcome: Board-ready control register with tested and auditable compliance evidence.

Internal Controls & SOX-Lite / Control Assurance

For companies not yet subject to SOX, we implement a “SOX-lite” internal control framework suitable for Indian entities and mid-market corporates. It delivers proportional assurance without excessive complexity.

Process documentation and walkthroughs
Control testing templates for key risk areas
Management self-assessment checklists
Assurance reports for internal or statutory auditors

Outcome: Strengthened internal control environment with transparent accountability and assurance documentation.

Compliance Outsourcing / Managed Services

Many clients choose to delegate ongoing compliance execution to QCG under a managed service model. Our team acts as an outsourced compliance office — maintaining confidentiality, precision, and continuity.

End-to-end compliance management under NDA
Monthly dashboards and quarterly review calls
Regular updates on regulatory amendments
Dedicated compliance SPOC with escalation framework

Outcome: Consistent, reliable compliance management — freeing internal teams to focus on core business.

Why Clients Choose QCG

Multi-domain capability: Legal, finance, HR, ESG, and digital specialists under one roof.
Execution-first model: We don’t just review; we help implement, document, and report.
Data-driven governance: RegTech dashboards and evidence-based audits.
Confidential and ethical: Every engagement begins with a mutual NDA and conflict check.
Flexible commercial models: Retainer, project, or outcome-linked pricing.

Request a Compliance Scoping Call

Begin with a free 30-minute consultation to understand where your compliance or governance program stands. Our team will share an indicative roadmap and sample documentation approach within one business day.

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Advisory Disclaimer

QCG provides advisory and documentation support on compliance and governance matters based on prevailing laws and regulations. All information shared is for professional use and general guidance only and does not constitute legal opinion. Clients are encouraged to seek independent legal or tax advice for any matter involving statutory interpretation or litigation.

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